FINRA Public Disclosure Program Notice

FINRA’s BrokerCheck Hotline provides certain information regarding the disciplinary history of FINRA members and their associated persons in response to written inquiries, electronic inquiries, or telephonic inquiries via FINRA’s (1) toll-free telephone listing (1-800-289-9999), or (2) website ( Additionally, FINRA has prepared an investor brochure that includes information describing BrokerCheck.